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Gospels
Francesco Lambiasi
I. The Question on the Historical Authenticity
of the Gospels. 1. The Beginning of the Criticism. 2. The Criticism
carried out by the Enlightenment and the Rationalists, and the Reaction
of Liberal Theology. 3. Rudolf Bultmanns View and its Following
Developments. 4. Searching for a Proper Methodology. - II. Criteria
for Evaluating the Authenticity of the Gospels: the Comparative
Method. 1. The Criterion of Discontinuity. 2. The Criterion of
Continuity or Conformity. 3. A Synthetic Assessment of this Method.
- III. From what is Historical to what is Authentic: the Style
of Jesus - IV. The Sources which provided the Material for the Gospels
and the Criterion of Multiple Assertions. 1. How the four Gospels
were formed. 2. The Criterion of Multiple Assertions. 3. Evaluation
of this Criterion in the light of the Presence of a General Consensus
in the Early Christian Community. 4. The Historical Root of the
Existential Charge transmitted by the Gospels. -
V. A Path for Approaching Jesus. 1. Going Backwards: from the
Gospels of the Church to the Gospel of Jesus. 2. Going
Onwards: from the Pre-Paschal Eye-Witnesses to the Gospels.
- VI. Reading the Gospels in the Spirit and in the Church. 1.
The Dogmatic Principle. 2. The Literary Principle. 3. The Historical
Principle.
Christianity, having arisen from within the Hebrew religious tradition, has in Jesus of
Nazareth its founder. The nucleus, indeed, of the Christian proclamation or
Gospel, consists of his very deeds and teachings. These deeds and
teachings of Jesus were widely diffused by his disciples and those who saw him, whether
from that which they saw and heard, or from that ever more profound understanding of the
experiences they shared with him, and in a special way, the experience of his death and
resurrection. The Christian message proclaims the definitive fulfillment of the revelation
which God had made of Himself to the people of Israel, as Creator of the universe and Lord
of history, a fulfillment realized by the Incarnation of the Son of God and the sending
forth of the Holy Spirit into the world. The relationships between God, the world, and
humanity set forth in the Scriptures of Israel, have a new light cast upon them by the
doctrine of Jesus and the doctrine on Jesus, whose Incarnation is closely
bound to the meaning and truth of all of creation.
Because of its relation with the whole of creation, the Incarnation
of the Word, and therefore, the mystery of
Jesus Christ, plays a specific role in the encounter between Christian
revelation and a scientific understanding of the world. The problem
of the historical access to the human life of Jesus and to his deeds
furthermore is a classic topic regarding the relationship between
faith and science. The foundational sources for the study of such
an access to Jesus life are the Gospels, documents
made up of the oral preaching of the apostles, having then been
put into writing by some of them or by their disciples. Also, when
one approaches the figure of Jesus of Nazareth with historical-scientific
categories, one must bear in mind the simultaneous presence of two
inseparable elements, that of the event and that of the mystery.
The first is rooted in the historical, geographical, religious and
cultural concreteness of his humanity; the second in the confession
of the divine origin of Jesus, as Son of God, consubstantial to
the Father, and to the faith to which this confession appeals.
I. The Question on the Historical Authenticity of the Gospels
The Gospels have come to us as four brief documents written in
Greek, attributed by the Christian tradition to four authors, two
of which, Matthew and John, belonged to the group of twelve,
the apostles chosen by name by Jesus (cf. Mt 10,2-4; Mk
3,16-19; Lk 6,13-16). The other two authors, Mark and Luke,
were known as disciples of two other apostles, respectively Peter
and Paul of Tarsus. Even taking into account the diversity of style,
three of the four (Mt, Mk, and Lk), known as
synoptics, relate an almost parallel narration (gr.
synoptikós, from the verb synoráo, to look at
together, to catch by one glimpse, whereas the
fourth (Jn) develops narrations which are in part original,
dwelling upon at greater length than the synoptics the discourses
of Jesus and the theology which lies therein. The narration of the
facts of the passion and death of Jesus in Jerusalem is without
a doubt the focal point of the four documents, which can be considered
as a great and gradual preparation leading up to his
passion and death. Each of the four Gospels end with the narrations
concerning his
resurrection on Easter Sunday and with the apparitions of the Risen
One which follow. The Gospels have the form of a proclamation (gr.
kerygma) of joy and salvation (gr. euanghélion, i.e.,
good news). They pass on a content of a rich moral value,
with the quality of a proclamation of the Kingdom of God and
of his justice. A kingdom centered upon the teachings and
example of Jesus, of whom they affirm the divinity, his origin in
the bosom of God the Father and his being sent into the world as
the redeemer and savior of humankind. The dating of the most ancient
codices containing the entire text (the Sinaitic and Vatican codices)
trace them back to the 4th century; but, there are also papyruses
going back to the 2nd century (papyrus of Chester Beatty) and fragments
dating back between the end of the 1st century and the beginning
of the 2nd.
1. The Beginning of the Criticism. Although Christianity
has always been concerned about the historical value of the Gospels,
as one example of its attention paid to
history, the criticism of the Gospels historical authenticity
can be considered as a typically modern problem. Just as recent
as two centuries ago, even before the Enlightenment, Christianity
had always unanimously and peacefully held that the four Gospels
faithfully recount to us the life of Jesus. As testified by the
most ancient witnesses, two preoccupations animated the
Fathers of the Church: to demonstrate the link between each Gospel
and one single author (personalize the author) and that
these authors were well informed and honest (to accredit the
author). Although in the Patristic era, the historical truthfulness
of the Gospels was not called into question, there were several
relevant examples of a critical attitude. For example, the apologist
Tatian (2nd century), in light of the divergences between one evangelist
and the other, wrote around the year 150 the Diatessaron,
consisting of the four gospels fused into one sole book in order
to demonstrate the perfect concordance of them and obtain an harmonious
account of the life of Jesus. Already in the 3rd century, Origen
(ca. 185-254) confronted the hermeneutical problem of biblical interpretation
( HERMENEUTICS,
III) and developed (not without excess) the method of the allegorical
reading, which had begun in Judaism with Philo of Alexandria (20
B.C. - 50 A.D.). For Origen, the Scriptures were not written down
to tell us about the tales of antiquity, but rather for our salvific
instruction, and thus we can understand the perennial actuality
of that which we read. Even
St. Augustine (354-430) found himself needing to resolve the problem
of the variances within the Gospels. In his work, De consensus
evangelistarum (400), close to the concordist solution,
he repeatedly insists that in the Gospels it is necessary to seek,
not the phrases which are strictly speaking the true and proper
words of Jesus (ipsissima verba Christi), but rather the
overall meaning of his sayings. Another great principle formulated
by Augustine is that of the theological intention of the evangelist:
one need not look in the Gospels for anything other than that which
the one who was speaking wanted to say, i.e., his intention. Therefore,
one must always bear in mind the way of speaking (genus locutionum)
(cf. De consensu evangelistarum, 27-29: PL
34,1090-1092): such a criterion is very close to that of the literary
genres of contemporary exegesis (
SACRED SCRIPTURES, III).
In regards to the Gospels, the attitude of the Fathers and of the medieval
theologians, although marked by such precious intuitions as those
of Augustine, was one of simple and spontaneous trust. They did
not suspect in the least the possibility that the materials passed
on might have been chosen, gathered into groups, and oriented before
being gathered into their final redaction. Even among the adversaries
of the faith, one notes the absence of a true internal criticism
a criticism, that is, departing from the form and from the
history intrinsic to the gathered material that by means of
the systematic use of appropriate techniques seeks out the possible
sources of the Gospels, their reciprocal relations, their level
of reliability. The pagan polemicists, Celsus (2nd century) and
Porphyrius (3rd century) denied the credibility of the Gospels based
about certain aspects of their content, as for example the possibility
of miracles and therefore based upon formulations of a philosophical
nature, not on account of reasons derived from the historical and
literary criticism of the texts (
MIRACLES, II; IV.2).
The great interest of the protestant Reform of the Bible was also
more dogmatic than critical. The reformers, who separated themselves
from the Church of Rome, spoke of sola Scriptura, whose authority,
independent of any other mediation, will further on become ever
more exalted. A good deal of Protestants of the 17th century end
up considering as untouchable the sacred texts: in the Scriptures,
everything came to be considered as inspired, in the
radical sense of dictated directly by God, including
the very commas and accents... Such an attitude of an all-out defense
certainly reflected a jealous respect for the Scriptures, but ended
up impeding any type of critical-scientific work upon the holy books.
In conclusion, in this long period of about eighteen centuries,
a real and proper criticism, established as a principle of research
and applied with scientific methodology, was lacking.
2. The Criticism carried out by the Enlightenment and the Rationalists,
and the Reaction of Liberal Theology. The initial surfacing
of the question about the historical Jesus dates back to the period
of the Enlightenment and more precisely to 1778, the year of the
publication of the last extract of an ample manuscript of a good
4,000 pages bearing the title The scope of Jesus and that of
his disciples. The author, Hermann Samuel Reimarus (1694-1768),
a German deist, a passionate promoter of a natural and philosophical
religion (
DEISM, II.3), had died ten years earlier not daring to publish the
work. The editor, the rationalistic philosopher G.E. Lessing (1729-1781),
anonymously gave the work to the printing presses. For the thesis
brought forward in the work was indeed revolutionary: the plan of
Jesus must be distinguished from the objective of his disciples.
Jesus, therefore, had never thought about founding a new religion,
nor worked a miracle, and neither spoke of his death or even less
of his resurrection. He was a Jewish revolutionary that, just as
many of the other subversive men of his era, Judah the Galilean,
Theudas, Bar Kochba, had preached the coming of an earthly kingdom
and was determined to bring about the liberation of his fellow countrymen
from the Roman domination. In other words, he was a political messiah.
But his plan failed miserably, as his cry of delusion from the cross
bears witness: «My God, my God, why have you forsaken me?»
(Mt 27,46)
The plan of his disciples, however, was quite different
in every regard. Having found themselves before a failure, at that
point they were unable to resign themselves to return to Galilee
to their previous occupations. They therefore concocted a hoax by
stealing the dead body of the master and inventing the story of
his resurrection and of his glorious return, in order to be able
to gather together followers and adherents for a new religion (
RESURRECTION, III). It was the disciples therefore who distorted
the figure of Jesus, presenting him as «Christ», that
is as a religious messiah who, in order to redeem humanity from
sin, voluntarily offered himself up to death to then rise again
from the dead: this then would be the «Jesus Christ»
we find in the Gospels. In his interpretation of the event of Jesus,
Reimarus is strongly conditioned by his philosophical a priori of
a rationalistic nature, but does not carry out a work of a true
literary criticism. Nonetheless, he will be the first to introduce
in the Gospels the critical distinction between that which Jesus
taught and that which the apostles preached, i.e., between the true
Jesus and the Christ represented by the Gospels.
It is with David Friedrich Strauss (1808-1874), however, author of
a Life of Jesus (1835) that we witness the first attempt
of a modern criticism of the Gospels. Taking up again the dialectical
process of Hegel (
IDEALISM, II.1), he held that the proper category for drawing near
to the life of Jesus was neither that of the dogmatics of the supernatural
(thesis), nor that of natural explanations (antithesis), but rather
that of
myth (synthesis). For Strauss, myth is none other than the historical
covering of the religious ideas of the first Christians, put into
use by a young community enthused about its founder, and then tragically
devastated by his death. Therefore, the whole supernatural element
present in the Gospels is not the conscious and deliberate invention
of the first disciples (Reimarus), but rather a collective and unconscious
elaboration of the community, and therefore a popular legend. In
regards to historical data, Strauss shows himself to be a skeptic
and minimalist: it is not important to know that which Jesus was
historically: that which is relevant for us is solely his spiritual
message of reconciliation between the human and the divine. Here,
the path for the thought of Bultmann had already been laid out.
Three years after the work of Strass, C.H. Weisse and C.G. Wilke discovered, based upon
the content of the Gospels, the existence of two source documents, Mark
and the Loghia, i.e., the sayings of Jesus. A greater part of
the material of the Gospels then would be an exposition and development of these two
primitive sources. Thus the skepticism of Strauss was scaled down and in the second half
of the 19th century a theological current took shape, known as liberal
theology which set out to reconcile faith with reason by undertaking in depth
the so-called quest on the life of Jesus (ger. Leben-Jesu Forschung).
The quest sought to liberate the image of Jesus from dogmatic
encrustations, having formed already during the epoch of the first Christian community and
continued in the following periods, to return to the man Jesus of
Nazareth, by reconstructing the exact historical biography and in the end to
sketch out his psychological itinerary. From here ushered forth a long series of portraits
of Jesus, from that of the sweet dreamer of Galilee (Renan) to that of the romantic who
was the perfect archetype of the moral ideal of humanity (Schleiemacher).
Such an optimistic quest, however, was immediately dismantled by Kähler, Wrede and
Schweitzer. In a well-known conference of 1892, M. Kähler (1835-1912) proclaimed in a
clear and explicit way the distinction between the Jesus of history and the Christ of the
Bible, denying the first, i.e., that Jesus of the pure and simple facts of the past which
liberal theology was claiming to scientifically reconstruct, and accepting only the Christ
of apostolic preaching, the only one who has real meaning for the faith. The Gospels then
would not be a fount for putting together an historical biography of Jesus, but rather
«a profession of faith in the messianic reality of the crucified one».
W. Wrede went on to deny that the Gospel of Mark played the role of a primitive source,
and wished to recognize in it the tracts of an elaboration of the community: in the
elaboration, the prospective of the messianic secret of Jesus would
have been introduced, that is the command given to the apostles not to reveal his real
identity, thus justifying the fact that his fame would have burst forth after his death.
The finishing stroke would come with A. Schweitzer (1875-1965) with the work History of
the Quest of the Life of Jesus (1906) in which, starting with Reimarus, he showed with
unrelenting sharpness that all of these lives, on the pretext of having been derived from
the Gospels, were indeed fictitious representations.In reality, each epoch, each theology,
every author was dressing up Jesus with their own clothes: the rationalists described
Jesus as the ideal gentleman of the Victorian age; the socialists as the first great
social reformer; the idealists as the quintessence of humanity.
The work of Adolph von Harnack (1851-1930) merits to be treated separately. In one of
his most famous works, The Essence of Christianity (1900), he dedicated several
pages to the historical aspect of the Gospels. His starting point is their
kerygmatic nature: the Synoptics are books of propaganda and their
intention was not the registering of chronicles of facts, but rather the proclamation of
faith in Jesus. Therefore, based upon the Gospels one cannot reconstruct a biography of
Jesus, although one need not on account of this deny their historical nature. Their
historical nature becomes clear in their archaic character which
distinguishes them from all the other posterior writings, especially on account of the
form of narration, so simple and efficacious, and for the Hebrew or Aramaic language which
one discovers with facility behind the Greek text. The fidelity to
tradition also shows the intention of the Evangelists to be rooted in history.
After years of patient labors, he returned to the classic positions (Luke depended upon
Paul, Mark as the interpreter of Peter...), but within his work, one finds a new
sensibility that, in the argumentation of historicity, he places himself more consciously
on the level of literary criticism, paying attention to the internal elements of the
content of the Gospels.
Up until this point, the position of Catholic theology was essentially
based upon an external criticism, i.e. upon the demonstration
of the literary authenticity of the Gospels. Classical
apologetics developed such a defense according to three classical
approaches: a) to show the integrity of the text, i.e.
the harmonious agreement between the text which has come down to
us and the original text; b) literary authenticity,
used to maintain the well-informed character of the original redactors
of the Gospels; c) the historical truthfulness, by showing
that the Evangelists not only could tell the truth, but in fact
they also did, and with all sincerity. One gradually began to see
that such a position ended up being insufficient to offer a full
response to the criticisms having been brought forth.
3. Rudolf Bultmanns View and its Following Developments.
Continuing on the path of the distinction between the Jesus of history
and the Christ of the faith, several German reformed scholars, after
having declared a failure the attempt of reason to arrive at the
facts which really took place in the past, opted for faith alone,
as being the only way capable of putting us into contact with the
Christ living and present in the Church. The greatest exponent of
this current of thought was Rudolf Bultmann (1884-1976), the passionate
advocate of an anti-rationalistic stance, and belonging to the Lutheran
tradition. In his work, History of the Synoptic Tradition (1921)
Bultmann held the historical research of the Gospels to be an impossible,
illegitimate, and unnecessary research. Indeed, the research of
the history of Jesus is impossible: the Gospels are not an ordered
account of eye-witnesses, but posterior creations, having come to
light after a long collective gestation (minimally a good forty
years after the events took place) at the heart of a believing community
which was not intending to preserve, as intact relics, the words
and actions of Jesus, but rather desired to leave a witness of their
own passionate faith in him. The Gospels are not therefore a history
which tell us about the life of Jesus, but solely a kérygma,
the proclamation of a profession of faith which puts forth a
vision of our life. The historical research is also impossible for
yet another reason: on the literary level, the Gospels are presented
to us not as organic works, of which an evangelist, to whom the
Gospels are respectively attributed, would be responsible for, but
rather as an heterogeneous and fragmentary whole, a collection of
pieces stuck together or redactional forms, from which
comes the expression history of the forms (ger. Formgeschichte).
Or, if one likes, a collection of individual pearls, later united
in a series which has no pretext of being the original order. Having
been put together by the first communities, the gospel passages
reflect not the history of Jesus but the history of those communities,
with their needs, their ideals, their vital situations.
Beyond impossible, the historical study of Jesus would be, for Bultmann, illegitimate
in itself: namely, not only positively impractical, but also theologically unacceptable.
If the Gospels are the word of God, who do we think we are
protests the Lutheran Bultmann to approach God and ask for Him to give us a
guarantee of the credibility of his word? If anything, it is the word itself which puts a
question to us, to ask us if we want to believe or not. And what kind of faith would it be
of the one who believes only when human reason has decided that one can trust in the word
of God? Furthermore, one is dealing with useless studies, in as much as that which the
believer knows of Jesus is already essential, namely that he and he alone is the savior of
my life and the Lord of history. This is the Jesus that one has need of, the Jesus who is
meaningful to the believer, who calls upon and invites one to leave behind the inauthentic
existence of the common people to the authentic life of his disciples.
A position as radical as Bultmanns was sure to draw strong reactions. The most
interesting reaction was that which exploded within his own school, right after the end of
the Second World War. In a famous conference held on the 20th of October 1953, during a
meeting of former students of Bultmann, one of them, Ernst Käsemann, gave way to the
refutation of the masters theses. The path traced out by Käsemann took its place
amid the historicist and positivistic stance of liberal theology and the fideistic and
anti-historical position of the kerygmatic theology of Bultmann. Käsemann held it to be
indispensable to not eliminate the dialectical tension between history and faith: the
Christ of the faith and the Jesus of History are, for him, one sole person. If it is true
that the historical existence of Jesus can be understood only in light of the
resurrection, that light in which the Gospels were surely redacted, it
is all the more true that Easter cannot be understood without being rooted in and without
a reference in regards to the facts which preceded it: either the glorified Lord has the
same countenance as that of the Crucified One, or in place of the Nazarene, one
substitutes a mysterious, impalpable celestial being.
In agreement with his master, Käsemann held that the historical study, by itself, was
insufficient to unveil the profound dimension of Jesus of Nazareth: faith alone
allows us to be to catch a glimpse of the Christ in him, the Son of the Living God (cf. Mt
16,16-17). However, contrary to Bultmann, for his disciple the historical study is
relevant to the faith itself, because it helps us to be realize that God acted in history
before we even became believers. As did the Evangelists, so must we hold ourselves firmly
anchored in the history of Jesus to be able to categorically affirm that it is from this
history, and not from us, that salvation comes. In synthesis, there are three points by
which Käsemann set into motion the beginning of a new phase of exegetical criticism: a)
if there is no connection between the Christ of the faith and the Jesus of history,
Christianity becomes a myth; b) if the primitive Church had no interest in the
history of Jesus, one cannot explain why the Gospels were written; c)
it is our very faith which requires the certainty that the Jesus who walked the earth and
the glorified Christ are the same person, otherwise it would not be the faith transmitted
by the apostles.
Regarding the topic of the historicity of Jesus of Nazareth, a current of thought,
having diffused itself in the most recent decades among diverse Jewish scholars (Ben
Chorin, Flusser, Levinson, Neusner and others) needs to be mentioned. This current of
thought, in its acknowledging the reality of the historical-messianic event of which he
was the protagonist, tends to consider Jesus as an observant Jew, a just man and member of
the people of Israel. On the part of Christians (J.P. Meier, E.P. Sanders, G.T. Stanton
and others), set into motion by the provocative question whether Jesus was only a
marginal figure of Judaism (J.P. Meier, A Marginal Jew,
New York 1991-1994) witnessed a corresponding re-evaluation of his Hebrew
roots, as an element of continuity which doesnt weaken, but rather favors,
the understanding of the gospel message. Today, this current of thought is known as the Third
Quest on Jesus, to distinguish it from the preceding two phases: the first quest,
which was the fruit of the positivism of the 1800s and early 1900s, coincides
with the refutation of any possible historical access to Jesus; the second quest, more
recent, made the possibility of such an access to be based upon
discontinuity, and therefore on the originality of Jesus in regards to
the Hebrew context. The third quest instead seeks to base the historicity of the Nazarene
and of his doctrine on the continuity with the Judaic environment in
which He manifested Himself (for a synthesis, cf. Segalla, 1993 and 1995).
The development of such a study was made possible by the discovery
of new historical and literary sources, such as the manuscripts
of Qumrân, and by the re-evaluation of already known sources, both
Judaic and apocryphal. There emerged a vision of the Judaic world
of Jesus time which helped to better understand Jesus and
his religious movement by appreciating the connections with the
very sources of the Christian tradition. The opinions, in Jewish
circles, are not unanimous: one passes from the personality of a
Jesus who is a simple miracle worker, to that of a Master who would
be inserted in the stoic-cynical tradition, from that of an eschatological
prophet, to that of a Rabbi profoundly engaged in the renewal of
the true cult of God. Beyond this disparity of interpretations,
one of the most interesting results of this third quest,
whose effective realization not to be forgotten is now
possible also thanks to the furthering of the Jewish-Christian dialogue
in both religious and intellectual fields, is found in all that
which helps us to know up close the historical world of Jesus, thereby
allowing us to understand with greater historical rigor his deeds
and words. One is not dealing with endorsing a mere continuity or
parallelism between the Christian message and the Judaic religion,
but to understand that the became flesh of the Word
implies the assumption of a precise religious, historical and cultural
context; upon this foundation, comes forth the acknowledgement then
that the event of his coming to earth and his divine mystery cannot
be absorbed by that same context, but remain always
astonishingly above.
4. Searching for a Proper Methodology. The discussion raised
by the criticism of the historical authenticity of the Gospels helped
theology, Catholic in particular, to put into play an apt historiographic
methodology to be applied to the specific case of the Gospels. By
this time it was clear that a methodology scientifically tenable
needed to place side by side with the approach of an external
criticism that also of an internal criticism.
Indeed, if the first leads to a verification of the reliability
of the texts, by examining the information relative to the author,
time, place, and circumstances, the second seeks to establish the
historical value of the foundational information based upon the
intrinsic characteristics of the material brought forth. Once the
most ancient stratum is reconstructed with the help
of the external criticism and of the literary analysis, namely its
ancientness, the internal criticism would have to engage itself
in the evaluation of whether that information is historically reliable
and authentic, by thus entering upon the question of authenticity.
An analysis of the historicity needs to understand both levels:
to demonstrate that a document is historical in the
sense of ancient, is not equivalent to demonstrating
its authenticity in the sense of conformity and truthfulness
regarding the narrated facts.
A history book which narrates the life and deeds of a specific
person can be held to be historically true when it faithfully transmits
the gestures which render that person similar and at
the same time original in regards to his contemporaries.
The first criterion strengthens the rooting of the narration in
the culture and context proper to his epoch (which could be well
known also thanks to other sources), whereas the second would underline
the element proper and singular to him, and for this able to emerge
not as a simple archetypal reproduction or merely representative
of that culture and of that context. Further, it is also necessary
that the description of the person be credible, that he be coherent
in himself, in his personality and in his choices. To ask oneself
if the Gospels have an historical authenticity means therefore starting
to ask oneself if the portrait of Jesus of Nazareth which they trace
out more or less presents these gestures of originality, of similarity
and of coherence.
II. Criteria for Evaluating the Authenticity of the Gospels:
the Comparative Method
1. The Criterion of Discontinuity. The criterion of discontinuity
and that of continuity have been seen too often as alternatives.
I think, however, that they make up the two principal instruments
of a single method: the comparative method which proceeds
along the lines of a comparison between the information offered
by the Gospels and that information which comes from other documents
of an authenticity which cannot be doubted. The criterion of discontinuity
may thus be set forth: the data which the Gospels relate can be
considered authentic (especially when dealing with the words and
attitudes of Jesus) when it is irreducible both to the concepts
of Judaism and to the concepts of the primitive church (cf. Latourelle,
1994). Judaism and the primitive community of the faithful are the
two poles from which that which one can attribute to Jesus
must be able to emerge regarding that which is simply ascribable
to those two contexts.
Before arriving at a discontinuity thus understood, one must also
take into account a sort of global discontinuity, that namely for
which the Gospels, understood globally, stand out as something which is unique and
original regarding all other literature. Already, the literary genre of the Gospels is
found on this level of discontinuity. The Gospels cannot be defined as a
biography of Jesus, but more so as a testimony of
his life. Nor can they be defined as an apology either of the
disciples of whom they bring forward episodes of extraordinary realism, humiliating
or simply very little edifying or of Jesus himself, whose profile is soberly brought
forth without emphasis, even at the point of describing extraordinary events. Lastly, they
also do not have the form of doctrinal speculation, which can easily
be shown by comparing them to the texts written by Gnostic authors. Even the content
presents strong characteristics of uniqueness and originality. If it is true that such
content is Christ himself, it is not difficult to embrace the global originality of the
person of Jesus: historical research does not easily succeed in classifying him either
according to the categories of psychology, or according to the canons of the history of
religions, on account of a marked singularity in comparison to the other founders of
religions.
The value of the criterion of discontinuity is especially clear in regards to the
Judaic background, i.e., of the first of the two poles mentioned above. Jesus exercises an
authority over the Sabbath and over the Judaic laws, placing himself beyond the messianic
views of his people and by contradicting the expectations. Before the law, Jesus does not
act in the manner of the Pharisees (attention to that which is exterior), but reveals its
deeper meaning (cf. Mt 5,21-22.27-28), by declaring the true seat to be in the
intimacy of the heart (cf. Mt 15,10-20): the new law preached by him not only
fulfills the old law, but also surpasses it. No rabbi would have dared to critically
confront the Scriptures and Moses (cf. Mt 19,8; Jn 6,32; Jn 8,5-11).
Also, the vision of the «Kingdom of God» presented by Jesus is
radically diverse from that of the average Jew: the greatness of the awaited Davidic
kingdom is united to the humility of the preaching to the poor; the apocalyptic
glorification of the Son of Man to the suffering of the Servant of Yahweh. The greatest
discontinuity is seen, however, above all in his relationship with God, whom he calls his
Father (Abba) and from whom he declares himself to have been sent into the world,
with expressions and claims absolutely unprecedented in regards to that which was habitual
for the Jews. «We are confronted with something new and unheard of which breaks
through the limits of Judaism. Here we see who the historical Jesus was: the man who had
the power to address God as Abba and who included the sinners and the publicans in the
Kingdom by authorizing them to repeat this one word, Abba, dear
Father» (Jeremias, 1965, p. 30)
For that which pertains to the criterion of discontinuity with regards to the canons of
the primitive Christian community, one can point to many elements of the Gospel narration:
the bafflement of the disciples in front of many declarations or works of Jesus (cf. Mt
19,10; 19,23-25); his coming from Galilee (a messianic community never would have placed
their head in such a geographical context); the missionary mandate towards the gentiles
(this too is quite hard to understand in a phenomenon which arose within Judaism); the
realism of the historical event of their Lord, of which one is not silent about the defeat
before the common people, to the point of the scandal of the death on the cross. Others
have also noted that while Jesus speaks of the Kingdom of God in almost exclusively
eschatological terms, the phrases which the primitive community coined are of a
principally missionary tenor. Finally, the miracles attributed to Jesus do not closely
follow the same terminology of those which the disciples worked: whereas Jesus works
miracles in his own name, his disciples work them solely «in the name of
Jesus» (cf. Acts 3,6 and 9,34).
The validity of the criterion of discontinuity is based upon the
fact that the two worlds used as terms of comparison, Judaism and
Christianity, are better known than the message and
the life of Jesus Christ: whereas we can reach Jesus only through
the Gospels, Judaism and primitive Christianity are known through
various other documents, which allows one to make use of the criterion
with a justly motivated confidence. At the same time, the criterion
is insufficient by itself to help us reconstruct the distinctive
nucleus of the history of Jesus.
2. The Criterion of Continuity or Conformity. The criterion
of continuity is used in an articulated way. By means of a
study of an external continuity one searches for a conformity between
the narrations of the Gospels and the local, cultural, religious
situation of Jesus. In a second step, one looks into such a continuity
from an internal point of view, namely solely regarding that material,
already within the Gospels, which the analysis of discontinuity
or dissimilarity made to be recognized as plausibly original.
In Catholic circles, the criterion of external continuity has been used quite often,
especially in regards to archeology, seeking by means of it to balance out the
historical-literary criticism used for the most part by the Reformers, which was seen by
some as something weakening the truthfulness of the Gospel accounts. If the critical
methods, affirmed above all by the Reformed theologians, were seen to be suspect by the
Catholics for their skeptical conclusions regarding the historicity of the Bible, the
archeological revolution was welcomed with approval by Catholic
theology for the confirmations which it brought forth in support of traditional positions.
Today, the opposition between literary criticism and
archeology has been overcome: how could one not be aware, for example,
of the internal criticism of the Gospels, from the very discoveries of Qumrân? The
argument of conformity or external continuity cannot be considered as the point of
contention between Catholics and Protestants, yet both points of view are to be kept with
equilibrium.
The possibilities of applying the criterion of continuity between
the Gospel accounts and the Palestinian world are multiple: the
historical, political situation, identifiable with great figures
which are also recognized by other sources (the Roman governors
or procurators: Quirinius, Pontius Pilate, Antonius Felix, King
Herod Antipas, the High Priest Caiphas, etc); the geographical framework
(cities, mountains, lakes, rivers, etc.); the cultural environment
manifested by the presence, in the Greek text, of original Aramaic
words (amen, korban, abba, hosanna, etc.); the religious
context of the era, which emerges for example from the contrast
between the Pharisees and Sadducees; in the way of speaking and
of asking questions typical to the Rabbinic world; to the central
value attributed to the Temple. But how far does the criterion of
external continuity allow one to go? For that which concerns the
content of the Gospels, generally understood, the parallels are
so close and precise that they allow us to exclude the hypothesis
of an artificial reconstruction, and thus bring us even to the world
of Jesus, from which the very material of the Gospels is said to
have taken its origin. Does this conformity allow us to go beyond
the threshold of that world to finally arrive at the historical
Jesus? Taken by itself, such a criterion is not capable of
so much: in order to go beyond likelihood and probability and to
formulate a judgment with certainty, the criterion of continuity,
or even its being combined with that of discontinuity within the
comparative method, must be used together with other arguments of
which it is necessary to evaluate the convergence. The criterion
of continuity, however, offers a sufficient proof in order to approach
the Gospels already with a confidence which can motivate and guide
an analysis and a successive closer examination.
3. A Synthetic Assessment of this Method. Considered from
within the comparative method, the relation between continuity and
discontinuity establishes therefore a comparison between the Jesus
of the Gospels and the Judaic/Primitive Christian world, by revealing
at the same time the harmony (continuity) and the contrast (discontinuity)
between the two points in question. Thus one is able to grasp, on
the one hand, the adherence of Jesus to the world which surrounded
him, and on the other hand, the resolute detachment from it: conformity
with his surroundings becomes the background of this unique and
most original figure. The relationship between continuity and discontinuity
develops along the lines, therefore, of distinction-complementarity:
if discontinuity enables one to understand and prove the uniqueness
of the phenomenon of Jesus, it is by means of the continuity that
one succeeds in placing that phenomenon in the context of his world
and his time. In a word, it is by means of the continuity that
one grasps the discontinuity. One can reach the historical Jesus
solely if one understands him in his situation and by
studying the relationship to his native land where he grew up. Thus
one is able to overcome the difficulty of a presumed contradiction
between the two criteria: such that a piece of information which
is in continuity, on the one hand one ought to accept it (exactly
on account of the continuity), and on the other hand one ought to
reject it (in light of its discontinuity). In reality, when one
finds oneself before a piece of information which inserts itself
in the general sphere of the history of the epoch, but
yet is in contrast to several particular aspects, then
one can (external conformity), in fact, one ought (discontinuity)
accept it as a valid reason for carrying on with the investigation.
III. From what is Historical to what is Authentic: the Style
of Jesus
Various contemporary exegetes would include among the criteria
for the evaluation of the authenticity of the Gospels that of the
style of Jesus, even if all of them do not speak of
it in the same way. Such a criterion has, however, a two fold meaning
according to whether one thus understands the linguistic
or literary style of Jesus or his lifestyle.
The first aspect relates to the field of philological-literary analysis,
whereas the second enters into the psychological dimension of his
personality (sincerity of life, coherence, etc.).
According to the criterion of literary style, the words of Jesus
would be recognized as authentic when they are traceable to the characteristic features of
the linguistic environment of the epoch of Jesus. Jeremias was the first to examine the
Aramaic foundations of the loghia, that is of the words of
Jesus, concluding that if such a criterion doesnt necessarily lead to a
conclusion regarding the authenticity of individual expressions (ipsissima verba),
it does at least lead to a reconstruction of the lines of the ipsissima vox Iesu,
i.e., of the style of his manner of speaking (cf. Jeremias, 1965 e 1971). Other authors
(Dahl, Calvert, McEleny) observe that such a criterion helps one to judge the antiquity of
the loghion, of the various expressions, but that it does not authorize us to
necessarily ascribe them to Jesus. We are, therefore, in front of an indication of
antiquity, but not necessarily of authenticity. In
terms of authenticity, the criterion of the literary style constitutes solely the grounds
of likelihood.
It is, however, by entering into the lifestyle of Jesus that we can arrive at something
which is more convincing. By lifestyle one understands the whole of
the general characteristics which mark the language and behavior of Jesus, which make up
precisely his proper style. Among the first authors who, even though
they were not exegetes, cast light on the fruitfulness of this type of analysis in the
theological-fundamental circles, namely in connection to the motives of credibility of
Christianity, Karl Adam (1876-1966) and Romano Guardini (1885-1968) are to be mentioned.
At the end of his study on the Intimate life of Jesus, the theologian
from Tübingen asked himself: «Who is this Jesus, who can pray so holily, who
can live so confidently and die so guiltless? [...] When has there ever appeared on earth
a being like unto him? All human standards fail us here. The religious, like the
intellectual and moral, stature of Jesus, reaches dimensions beyond human
measurement» (Adam, 1979, p. 122). In philological circles, H. Schürmann
studied the unique and inimitable way of speaking of Jesus. It is a question of a language
which bears witness to a singular consciousness of self, a mark of solemnity and at the
same time of an eschatological urgency, a decisive and categorical tone. Concerning his
characteristic comportment, one can note, together with W. Trilling (1978), a constant
love towards sinners, a holy indignation before all hypocrisy, a sincere compassion for
all those who suffer, and, above all, a decisive orientation towards God, Lord and Father.
A clear and complete application of the criterion of lifestyle was made by René
Latourelle in the case of miracles. Concerning the miracles, he pointed out their
necessity, benevolence and simplicity. Jesus wrought miracles to heal and to save, never
to punish; he does chose among the various illnesses in order to set aside certain cases
over others; in working a miracle, he does not use any magical
formula, any process of hypnosis or of suggestion, but uses a simple word, a
simple gesture. One is, before miracles, wrought within a religious context, in an
atmosphere of prayer and of faith and, relevant for the analysis of his manner of life.
Miracles are wrought by Jesus with great discretion, which is manifest in his refusal of
clamorous exhibition. The originality of such characteristics becomes even clearer in
comparison to the miracles transmitted by the literature of Greek antiquity or those
transmitted by the apocryphal gospels, namely those documents about
the life of Jesus which the Magisterium already in the first centuries did not wish to
recognize as authentic, and further excluded them from the canonical Scriptures (cf. DH
213). Latourelle observes how «the wonders worked by Christ contrast with other
stories of the marvelous that are related to them at the level of literary structure.
Analogy does not imply genealogy. The style of the miracles of Jesus is unparalleled, as
is that of his words. In him action and speech go together; this consistency is already
enough to pose the question of the identity of the person who acts and speaks in this
manner» (Latourelle, 1988, p. 63). This question, which was already asked by
those contemporaneous to Jesus, the Gospels themselves tell us of: in response to the high
priests and to the Pharisees who were asking the guards «why did you not bring
him?», to which they respond: «Never before has anyone spoken like
this one» (Jn 7,45-46).
The use of the criterion of lifestyle does not lead to, as several have objected, to a
vicious circle. The whole of the sayings, of the discourses or even of the deeds, which
leading to the defining of the style of Jesus, are not recognized as
such upon the basis of a preconceived style or as a result of a simple drawing near to the
Gospels, as a general whole. The style of Jesus, in fact, is recognized upon the basis of
those expressions and those comportments which already the comparative method, with the
criteria of continuity and discontinuity, was suggesting to us to be considered as
credible. In particular, the lifestyle presents itself as a more convincing argument than
that of the linguistic style, for it can demonstrate the authenticity and therefore merits
to be considered as a criterion.
Concerning the criterion of the lifestyle of Jesus, we can thus
make the following conclusions. The linguistic style deals with
the literary form of the language of Jesus; it is substantially
an application derived from external continuity (cf. see above,
II.2), that which particularly relates to the linguistic background
of the epoch. Since such a style is also common to other persons
of the epoch and of the surroundings of Jesus, the argument leads
to an authenticity which is only likely and at most probable: the
linguistic style and the literary style do not allow one to conclude
any more than the antiquity of the loghion. The
criterion of lifestyle, which deals with the sayings and deeds of
Jesus in which one notes a trait typical to his personality and
which reflect the characteristics of his message is for the most
part a derivation from the criterion of internal continuity: since
this time it is a question of the personal style, i.e. that which
is typical and particular to Jesus, such a criterion, properly used,
can lead to the authenticity of the data. It, furthermore,
has a more vast application that that of linguistic style, which
deals solely with the sayings, and not with the deeds, whereas the
lifestyle constitutes a characteristic expression of the personality
of Jesus. The linguistic style and that of the lifestyle represent
therefore an argumentation which flows from the question of continuity
the prior from external continuity, the latter from internal
continuity and this requires that they be used in a dependent
and converging way with the other criteria.
IV. The Sources which Provided the Material for the Gospels and
the Criterion of Multiple Assertions
1. How the four Gospels were formed. Scholars attribute
the origin of the material collected in the four Gospels to five
independent sources. These are commonly known as the
source Mk, that is the Gospel according to Mark, the shortest
of all of them and which seems to have provided the foundational
structure, at least in part, for the redaction of the other
three; the source Q (from the German word Quelle,
source), which would be made up of the sayings of Jesus,
or a series of teachings traceable to the oral preaching of Jesus
which appear in the gospels according to Matthew and Luke, but which
are not present in Mark (the most well-known example is that of
the Sermon on the Mount); the three sources M, L,
and J, are made up respectively of that which is proper and
specific in the gospels of Matthew, Luke and John and which is not
brought forth by the first two sources. In the four Gospels, therefore,
material coming from these five sources would flow together, which
the evangelist then organized according to his style and enriched
with his personal redaction. The diverse sources, although independent,
can at times put forth the same episodes or tell the same parables,
but they do it according to their own channel of transmission:
language, style, terminology, specific relationship to the speaker,
etc.
These sources are considered, in certain ways, as witnesses
of that which happened and was then put into writing at the time
of Jesus. Their reciprocal concordance can also be used as a criterion
of authenticity, thus giving origin to that which is called the
criterion of multiple assertions. If the singularity
of an event or a saying told by one sole fount is not sufficient
for establishing its non-historicity, the simultaneous appearance
of the same saying or deed in different sources weighs in in favor
of its historicity and, with the right conditions present, also
weighs in on its authenticity. Not only can the sources
be considered as diverse witnesses, but also the literary forms.
Thus, the love of God towards sinners, for example, is born witness
to by the parabolic genre (the prodigal son, Lk
15,11-32), by the controversial genre (publicans and
sinners shall enter into the kingdom of heaven, Mt 21,28-32)
and by an episode (the calling of Levi, Mk 2,13-17). It is
not enough, however, that a theme be found in various literary sources,
because all of these could belong to the same source, but, if it
is found present in various forms in more sources, as in the example
just made, then it is more than likely authentic.
2. The Criterion of Multiple Assertions. In order to critically
establish the principle of multiple assertions, which takes on much
importance in historical methodology in general, it is necessary
to keep present two elements, one offered by experimental psychology
and the other offered from a more philosophical background. Experimental
psychology presents the evidence that two or more people independent
of one another neither invent the same fact nor corrupt it in the
same way. On a philosophical plane, upon the foundation of the principle
of sufficient reason, the agreement of witnesses, who are certainly
independent, especially if coming from persons or areas with different
points of view and different interests, or even contrasting, if
one doesnt want to attribute it to chance, demands as an adequate
explanation the reality of the fact.
The argument of multiple assertions is widely used in textual criticism,
in procedural law, and in historiography. In this last field, the
criterion was widely used by the positivists, who used as a privileged
reference for their gnoseology the method of the exact sciences
( POSITIVISM):
the strong point of such a method, as is known, is the comparison
of diverse independent observations, or measurements: if in and
of themselves each one can be subject to error, their concordance
diminishes or eliminates the doubt regarding the value to be given
to the measurement. Once this method is taken to a radical extreme,
such a model leads, however, to the extreme of one sole witness
equals no witness (testis unus, testis nullus). If one
wishes to avoid such an extreme, it is necessary to recall another
aphorism: witnesses are not to be multiplied, but pondered (testimonia
non numerentur, sed ponderentur): one serious and faithful witness
is enough to merit a reasonable assent, whereas the witness of more
suspect witnesses is itself suspect. Therefore, one arrives at a
degree of certitude by means of the evaluation of the credibility
of the witness and more easily, by means of converging witnesses
upon the same fact obtained in a different way.
3. Evaluation of this Criterion in the Light of the Presence
of a General Consensus in the Early Christian Community. In
regards to that which concerns us, we need to ask ourselves if in
regards to the Gospels the case of converging assertions from several
independent sources is verifiable or not. Initially, one could object
that, in this specific case, even admitting that the diverse sources
are among themselves in some way independent, they would end up
however dependent upon the primitive community: tracing
back the various lines of the diverse oral traditions, one would
always arrive at one great common Source, that precisely
of the paschal community. How could one then apply this criterion
of multiple assertions when one would be dealing with in reality
one sole source?
In order to avoid hasty conclusions, it must be clarified above all that, a priori,
one sole source does not necessary mean one sole
assertion: to understand this, it is enough to realize that they could bring
forth multiple and independent assertions which express themselves harmoniously to the
point of constituting a posteriori one sole unique source. Actually, one must
attentively consider the nature of the community with which we are dealing. It is not a
monolithic block: its enough just to think of the number (more than five hundred,
according to 1Cor 15,6, saw the risen Christ), but above all the
quality of its members. It is a matter of witnesses who, in as much as
they were «of one heart and mind» (cf. Acts 4,32), remain
nonetheless people with well-defined individuality and with diverse mentalities and points
of view: Peter, for example, is not James, and James is not John. With all of this, we
wish to say that the plurality of witnesses is to be taken seriously,
if one doesnt wish to reduce the polyphonic richness of the community (made up also
of discords and counterpoints) to a flat solo. Therefore, even on the level of the
community there is present plurality, multiplicity of witnesses and of voices, and
therefore one can speak of multiple assertions not only on the level
of redaction or of tradition, but also, the necessary clarifications having been made, on
the level of the primitive church.
But now, how can one, in force of the criterion of multiple assertions, pass from the
community to Jesus? This last and decisive passage would effectively be
impossible if the criterion was not joined together with, as in fact does happen, a whole
series of motives for trusting in the sincerity of the community, in
the credibility of the assertions of its various witnesses. Several of these motives for
trusting can be thus recapitulated.
First of all, the community of the first Christians is a community of disciples.
It is a question of people to whom Jesus had exercised an appealing and attractive power:
they carried with them, therefore, profound esteem and veneration towards that exceptional
master, they jealously guarded his sayings and faithfully passed on the memory of the
events to which they were eye-witnesses. It cannot be forgotten, then, that this
passing on (gr. parádosis) took place in the context of a
culture with a developed oral tradition, in which the cult of the past, the facility of
memorizing and a certain mnemonic technique guaranteed more than sufficiently a faithful
preservation of the masters sayings.
Secondly, the primitive community is furthermore a community of apostles. These
were already formed by Jesus for missionary activity (one recalls the pre-paschal mission
related by Lk 10,1-11) and who, in order to bring forward the great
mission after Easter, needed to constantly refer themselves to the history of
salvation which they had to proclaim. The kerygmatic-catechetical and the apologetical
necessity urged upon the apostles the need to look back, to return to the words and deeds
of Jesus. It is for this reason that the first community «devoted themselves to
the teaching of the apostles» (Acts 2,42). As one sees, information about
Jesus comes forth from within by a preaching controlled and guaranteed by a group of
fundamental witnesses, the twelve.
Finally, the first Christian community presents itself to us as a community of
martyrs or of witnesses: the awareness of such a role was the indispensable condition
for belonging to the inner circle of the twelve (as in the election of Matthias in Acts
1,21-22), all the more the fact that there were many more people still alive by whom one
could be disavowed in case of falsity. These witnesses were ready to pay with their blood
for their adhesion to the message and to the works of Jesus of Nazareth.
Confidence in the assertion of the primitive community is fully confirmed by the
general belief, harmoniously nourished by the various local churches of the 2nd century
(which were even so jealously bound to the typical characteristics of their own ecclesial
life) to have in the Gospels the authentic accounts of the deeds and sayings of Jesus, as
is clear from the liturgical, catechetical, apologetical use of the Gospels, from the
clear distinction between the Gospels and the apocryphal texts, from the diligent
preservation of the text.
As an example of an application of the criterion of multiple assertions,
here we can briefly reflect on the account of the institution of
the Eucharist (
EUCHARIST, I). On the level of redaction, we have four diverse assertions
about this event: 1Cor 11,23-30; Mk 14,22-25; Mt
26,26-29 and Lk 22,15-20. It is, however, the common opinion
that these four texts offer us only two independent types of tradition,
one probably from Antioch (Paul and Luke), the other from Jerusalem
(Mark and Matthew): on the level of sources, we would then have
a twofold assertion. Notwithstanding the nuances peculiar to each
one, the two sources show forth a substantial agreement that cannot
but point to a sole great Source: the eucharistic liturgy
of the apostolic community. To call into question the trustworthiness
of the account of the community is all the more unreasonable: to
say that the passage is a product of the community and not the transmission
of something received from Christ, and therefore authentic,
one would need have very serious proofs. Without such proofs, one
needs to uphold the sincerity of the community, and the possibility
then of a post-Paschal creation therefore needs to be proven, and
not assumed. The argument is strengthened if in favor of the community
that whole series of motives of trust mentioned above come into
play, and if the criterion of multiple assertions is accompanied
by, as is the case, other criteria (for example the discontinuity-continuity
with regards to the tradition of the Hebrew Passover meal).
After all the considerations taken into account up until this point,
it is now possible for us to establish some conclusions. In the
first place, when an account does not have multiple assertions,
it cannot be called solely on account of that inauthentic (the criterion,
indeed, cannot be used negatively because from the silence of other
sources one can deduce nothing: one who is silent, says nothing
(qui tacet, nihil dicit)). In the second place, when an account
is backed by multiple assertions, its presumed inauthenticity is
to be demonstrated positively (the burden of proof, that is, falls
upon those who affirm the inauthenticity). Lastly, when it is a
matter of the general elements of the history of Jesus, attested
to by more than one source (Mk, Q, etc.)
and in more than one form (sayings, parables, miracles,
controversies, etc.), the obtained results will be on account of
this more convincing.
4. The Historical Root of the Existential Charge
transmitted by the Gospels. We shall conclude this overview
of criteriology with a brief reflection on the relationship between
truth and praxis. Borrowing the pretext, advanced by
historical materialism, that a thought is true if it
is capable of transforming reality, and that of Bultmanian
existentialism according to which a thought is true when it gives
meaning to existence, we could ask ourselves: can we prove
the authenticity of the Gospels by starting with their
capacity to transform history and to give meaning to existence?
If it were thus, could we say, for example, that the Sermon of the
Mount is true because it changed the history of humanity
and brought forth innumerous saints? We need to be more precise
though in terms of how we understand the word authentic.
If authentic means real, valid, i.e. something
with a foundation in reality, the response is in the affirmative:
at the foundation of Christian morality there is a new law really
expressed in the Sermon on the Mount. Yet, if authentic means historical,
the discussion is more delicate: to prove that the Sermon is historical,
namely that it comes from Jesus and not from Judaism or from the
primitive Christian community, it is not enough to say that it transformed
the world.
At this point, one could call to mind holiness as a sign
of credibility of Christianity (cf. Latourelle, 1972). This
demonstrates that the Gospel message has been historically capable
of generating a praxis on both the social and personal levels. The
Gospel says that Jesus Christ is the Son of God, that he died and
rose for our salvation, and the life of the saint, which is a lived
Gospel, concretely shows that salvation and the meaning of his existence
come from the Christ of the Gospel. From the sign of holiness, one
can arrive at a sort of global trust towards the words
and the deeds contained in that book, but the argument of existentiality
will not be of use for proving the historicity of individual discourses
or deeds of which Jesus was the protagonist. Nonetheless, the sign
of holiness could represent an important stimulus for
drawing near to the Gospels, overcoming an initial skepticism or
a systematic doubt in their regards, and at the same time it will
constitute a valid motive of credibility in relation
to the Christian message: at the origin and in the foundation of
a message so unique and sublime, capable of changing and directing
the life of so many people, there must be a profound and versatile
personality, the historical Jesus, who still calls upon the men
and women of today, through the Gospel writings.
V. A Path for Approaching Jesus
At this point, we are now able to try and construct a path which,
through the Gospels, will lead us to Jesus of Nazareth. The itinerary
which lies before us is initially regressive. It starts
with the position of the Gospels in the Church of the 2nd century,
goes backwards in time up until the most ancient stages of the tradition,
i.e. recreating inversely the history of their formation.
1. Going Backwards: from the Gospels of the Church to the Gospel
of Jesus. The point of departure is
therefore the authority of the Gospels in the ancient Church. The
liturgical, catechetical, apologetical use, which already in that
epoch was being made of the Gospels, the diligent preservation of
the text, the clear distinction between the Gospels and the apocryphal
gospels, all of this demonstrates a firm belief of the historical
and dogmatic value of these documents. Let us quickly deal with
the value of this point of departure: on the path towards Jesus,
neither the believer, nor the historian can try without the
risk of his research failing to engage in this adventure as
a sole pioneer. If it is true that the Gospels are books of the
Church, the first thing to be done in the work of historical criticism
is to place oneself within the heart and context of the primitive
Church by examining how those books were considered, used and preserved.
The phase of the history of redaction (ger. Redaktionsgeschichte)
allows us to go even further back in time, towards the threshold
of tradition, showing us, on the one hand, the elements of interpretation
typical to the individual evangelist (which therefore are set aside),
and on the other hand, the elements which are not in agreement with
his personal prospective (characterized by his particular
theological vision, attention towards specific speakers, etc.),
whose acknowledgement within the Gospel, always possible, shows
faithful respect towards the material passed on. If therefore, in
the preliminary study of the attitude of the Church of the 2nd century
(our point of departure), the Gospels were considered as a whole
(«a fourfold Gospel», according to an expression of
the Fathers of the Church), on the level of the history of
redaction, one now takes up the individual Gospels («according
to Matthew», «according to Mark», etc.), studying
their diverse theological conceptions and the typical literary style.
Next, the phase of the tradition or history of the forms
(ger. Formgeschichte) can reveal at the foundation of the
Gospels diverse sources, which lead to the pre-synoptic traditions.
By means of a patient and methodic work of literary criticism one
can reconstruct the most ancient nucleus of the tradition (from
the Gospels to the Gospel). Yet, there still remains the most delicate
and important step to be taken, towards the last phase, that
of Jesus (from the gospel about Jesus to the Gospel
of Jesus). This is the work of historical criticism,
which one accomplishes with the wise use of the methodology of criteriology,
applied in an elastic and convergent way, based upon the various
motives of likelihood, upon clues of probability, upon the criteria
of historical authenticity.
2. Going Onwards: from the Pre-Paschal Eye-Witnesses to the
Gospels. In a complimentary way, from the regressive path of
the itinerary of the approach towards the history of Jesus, there
comes forth a progressive path. This can be formulated
in terms of specific Christologies, namely a combination
of objective information and subjective understandings which contribute
to the delineation of a certain image of Jesus Christ.
Even here, as in the preceding itinerary, it is possible to delineate
four steps: it is a question of looking at above all the Christology
of the eye-witnesses of the life of Jesus, then that of the witnesses
of the resurrection, then that of the primitive preaching, and finally
that of the synoptic Gospels.
The Christology of the eye-witnesses before Easter. Such
a Christology brings with it above all the certitude that Jesus
was truly a man: this is the first principle of continuity
between the Jesus of history and the Christ of the faith; without
the man Jesus, there would be no Christology. The Christology of
the eye-witnesses implies, not only the pure data of
the real existence of a man, Jesus of Nazareth, but also a certain
image of that man. It is difficult to make precise the
elements of this image as they were thus perceived by the disciples
before Easter, given that the image transmitted by the Gospels was
put into writing in the light of Easter, namely in the
light of the faith in the resurrection, and in a certain way as
enveloped by it. It seems, however, that those elements cannot flow
from the figure of a simple Rabbi or of an ordinary
prophet, but rather from a messianic candidate, of a great eschatological
prophet. The Christology of the witnesses of the Resurrection
bears with it not only the observation of the humiliating death
of Jesus, but also the experience of the new life of the Risen One.
It is to be pointed out that Jesus appears Risen only to those who
had closely shared in his life lived among us (cf. Acts 10,37-43),
who had in a certain way accepted him in his pre-paschal
existence, showing him their trust, and who were still under the
shock of the immediate memory of his death: the faith in the heavenly
Christ therefore is placed in continuity with the memory of the
earthly Jesus. The Christology of the primitive preaching:
even if strongly influenced by the experience of Easter, the primitive
kerygma makes reference to the memory of the time in which the Lord
Jesus lived, from the baptism of John up until his Ascension (cf.
Acts 1,21-22). It is the same vital context of the primitive
community (liturgical, apologetical, missionary) which postulates
the going back to the life of Jesus. Lastly, the Christology
of the Synoptics projects the light of the paschal Christ upon
the history of Jesus; yet, such documents are animated by an even
stronger desire, that of reconstructing that history.
This desire is so explicit that it characterizes the very literary
genre of the Gospel.
The affirmations of Luke and John do not leave any shadow of doubt
in this regard: «Since many have undertaken to compile a narrative
of the events that have been fulfilled among us, just as those who
were eyewitnesses from the beginning, and ministers of the word
have handed them down to us, I too have decided, after investigating
everything accurately anew, to write it down in an orderly sequence
for you, most excellent Theophilus, so that you may realize the
certainty of the teachings you have received» (Lk 1,1-4).
Thus the two different conclusions in the Gospel according to St.
John: «Now Jesus did many other signs in the presence of [his]
disciples that are not written in this book. But these are written
that you may [come to] believe that Jesus is the Messiah, the Son
of God, and that through this belief you may have life in his name.
[
] It is this disciple who testifies to these things and has
written them, and we know that his testimony is true. There are
also many other things that Jesus did, but if these were to be described
individually, I do not think the whole world would contain the books
that would be written» (Jn 20,30-31 and 21,24-25).
VI. Reading the Gospels in the Spirit and in the Church
The place occupied by the Gospels in the life of the Church is
central, just as the person of Jesus Christ is in the history of
salvation. The believing community received them and passes them
on fully aware of their origin and the role that the Holy Spirit
had in their inspiration and transmission (
SACRED SCRIPTURE, II; HERMENEUTICS, VII). «The Church has
always and everywhere held, and continues to hold, that the four
Gospels are of apostolic origin. For what the Apostles preached
in fulfillment of the commission of Christ, afterwards they themselves
and apostolic men, under the inspiration of the divine Spirit, handed
on to us in writing: the foundation of faith, namely, the fourfold
Gospel, according to Matthew, Mark, Luke and John. Holy Mother Church
has firmly and with absolute constancy held, and continues to hold,
that the four Gospels just named, whose historical character the
Church unhesitatingly asserts, faithfully hand on what Jesus Christ,
while living among men, really did and taught for their eternal
salvation until the day He was taken up into heaven» (Dei
Verbum, nn. 18-19). For a right reading of the Gospels in the
Spirit and in the Church, I offer here an essential framework of
references, under the form of three criteria: a) the dogmatic principle,
b) the literary principle, and c) the historical principle.
1. The Dogmatic Principle. It is the principle of the «truth
of salvation» (veritas salutaris), formulated by Dei
Verbum: «Therefore, since everything asserted by the inspired
authors or sacred writers must be held to be asserted by the Holy
Spirit, it follows that the books of Scripture must be acknowledged
as teaching solidly, faithfully and without error that truth (veritatem)
which God wanted put into sacred writings for the sake of salvation(nostrae
salutis causa» (Dei Verbum, n. 11). This principle
asserts therefore the existence of deeds bound to the history
of salvation, but exactly in as much as they are considered
from the particular point of view of their relationship to salvation.
From this point of view, the fact that Jesus died and rose from
the dead, that he presented himself as the Christ and the Son of
God, that he worked miracles, that he took up the side of publicans
and sinners, that he instituted the Church, etc.: all of this is
part of the central nucleus of the new covenant.
The case is different for those various marginal details which,
although materially present in the text, do not touch upon the configuration
of the mystery of salvation. In the history of the relationship
of God with humanity, nothing is changed, for example, by whether
the Baptist had said: «I am not worthy to loosen the thongs
of his sandals» (Lk 3,16) or «I am not worthy
to carry his sandals» (Mt 3,11). St. Augustine, as
I have observed before, sought to resolve these discordances with
a simple concordism, by affirming that the Baptist would
have said both the one and the other. The intention of the Evangelists
was not to satisfy our curiosity, but to reveal to us the mystery
of the love of God, which became history in Jesus of Nazareth. There
are not any problems therefore with the fact that in the Gospels
there show forth various inexact or approximate details. According
to the document On the Historicity of the Gospels, issued
by the Pontifical Biblical Commission in 1964, «The truth
of the Gospel account is not compromised because the Evangelists
report the Lord's words and deeds in different order. Nor is it
hurt because they report His words, not literally (ad litteram)
but in a variety of ways, while retaining the same meaning»
(PBC, On the Historicity of the Gospels, 21.4.1964, n. 2,
EV 2, 156). Furthermore, it must also be kept in mind that expressive
approximations such as are hyperboles or paradoxes, are explicitly
admitted by Pius XIIs Encyclical Divino afflante Spiritu
in 1943 (cf. DH 3830). Among the causes which explain the approximate
ways one must also include the minor importance which was
given in oral tradition, by the very mentality of the one passing
the information on, to certain particulars which would receive greater
attention in a written redaction such as, for example, the fact
that Jesus at Jericho had healed one or two blind men (cf. Mk
10,46; Mt 20,30).
2. The Literary Principle. Such a principle consists in
giving the necessary attention to the literary genre Gospel,
by seeking to understand what is the nature, finality, and the function
of this particular genre. In synthesis, one could say that it concerns
a kerygmatic history. To be more precise, history for
sure, but not biography. In a biography, classically speaking, one
quotes the sources and meticulously follows the chronology; whereas,
the Gospels, on the other hand, follow the chronological development
solely for the scheme of the great events, (baptism public
ministry passion and death resurrection). Furthermore,
their content falls into the category of witness: profession
of faith in Jesus as unique Lord and Savior. Therefore, it is not
a neutral account or detached information, but a question which
asks for a response of faith, a call for a decisive decision: «the
life and teaching of Jesus were not simply related so as to be remembered;
they were "preached" to provide the basis of faith and
morals for the Church» (PBC, On the Historicity of the
Gospels, EV 2, 157).
Dei Verbum affirms that the sacred Authors wrote the four
Gospels «preserving the form of proclamation» (n. 19).
Concerning the truth of the accounts, the same document adds that
such «truth is set forth and expressed differently (lat. vario
modo) in texts which are variously historical, prophetic, poetic,
or of other forms of discourse. The interpreter must investigate
what meaning the sacred writer intended to express and actually
expressed in particular circumstances by using contemporary literary
forms in accordance with the situation of his own time and culture»
(n. 12). As one sees, the Second Vatican Council intentionally stated
the principle of a plurality and variety of narrative genres, as
was already expressed by the Encyclical Divino afflante Spiritu
(cf. DH 3830). Unfortunately, one does not always give the necessary
attention to this principle, and the variety of narrative forms
present in the Gospels become invariably reduced to an historical
account, while it is not necessary, and in part neither is
it legitimate, to treat in the same way the account of a miracle,
the elements of a controversy, the trial against Jesus, or to place
on the same level narrations of episodes in and of themselves quite
diverse and which have different meanings, such as the redaction
of the encounter with Simeon and Anna in the temple or the vocation
of Matthew.
To pay little attention to the literary principle would run the
risk of a fundamentalist reading of Scripture, an error
which the document of the PBC, The Interpretation of the Bible
in the Church (1993) wished to prevent: «Fundamentalist
interpretation starts from the principle that the Bible, being the
Word of God, inspired and free from error, should be read and interpreted
literally in all its details. But by literal interpretation
it understands a naively literalist interpretation, one, that is
to say, which excludes every effort at understanding the Bible that
takes account of its historical origins and development. It is opposed,
therefore, to the use of the historical-critical method, as indeed
to the use of any other scientific method for the interpretation
of Scripture» (EV 13, 2971).
3. The Historical Principle. A further development is offered
by the history of the formation of the Gospels. Such a history,
having been studied at great length, was described by Dei Verbum
in three stages: Jesus, the community, the Evangelists: «The
sacred authors wrote the four Gospels, selecting some things from
the many which had been handed on by word of mouth or in writing,
reducing some of them to a synthesis, explaining some things in
view of the situation of their churches and preserving the form
of proclamation but always in such fashion that they told us the
honest truth about Jesus» (Dei Verbum, n. 19). These
passages concern above all, as I pointed out above, the history
of the forms (Formgeschichte) and the history
of redaction (Redaktionsgeschichte). Already in 1964,
the instruction of the PBC acknowledged the legitimate use of the
positive elements of the Formgeschichte, but refuted, however,
the rationalistic prejudices which had spoiled the method from its
beginning, as well as the radical, that is mere existentialist or
positivistic, conclusions in literary and historical matters to
which an improper application of the method had all to often led.
The revision of Bultmanns thesis made from within
his school, and the completion brought about by the Redaktionsgeschichte
allowed a more serene climate to develop up to the point in
which Paul VI could make an authoritative acknowledgment concerning
the usage of such a method. In his speech to the Pontifical Biblical
Commission held on March 14, 1974, he encouraged research done with
the analysis of the forms and of the redaction, though with the
necessary methodological corrections.
This judgment was later to be confirmed by the above cited Instruction, The
Interpretation of the Bible in the Church (cf. the collective work edited by Ghiberti
and Mosetto, 1998; cf. also Lambiasi, 1998). After a careful examination of the wrong
applications of the history of forms, when its use is inspired by an
existentialist philosophy (as in the case of Bultmann), in regards to such a method it was
said: «one of the results of this method has been to demonstrate more clearly
that the tradition recorded in the New Testament had its origin and found its basic shape
within Christian community, or early Church, passing from the preaching of Jesus himself
to that which proclaimed that Jesus is the Christ. Eventually, form-criticism was
supplemented by Redaktionsgeschichte (redaction-criticism), the
critical study of the process of editing [...] All this has made it
possible to understand far more accurately the intention of the authors and editors of the
Bible, as well as the message which they addressed to their first readers. The achievement
of these results has lent the historical-critical method an importance of the highest
order» (PBC, The Interpretation of the Bible in the Church, EV 13, 2865).
The correct application of the method of the history of the forms and of the history of
the redaction not only does not enlarge the gap between Jesus and the Gospels, but quite
the opposite, shows how the Gospels came into being and how they developed from within a
living tradition, which the texts allow one to reconstruct by going back even as far as
the level of their founding event.
Francesco Lambiasi
(translated by Br. Clement Suhy, osb)
See also: JESUS
CHRIST, INCARNATION AND DOCTRINE OF LOGOS; RESURRECTION; SACRED
SCRIPTURE.
Documents
of the Catholic Church related to the subject:
Bibliography
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